SEC Issues Huge Bounty Award of $14 Million to Whistleblower under Dodd-Frank
Today the SEC announced that it is issuing a whistleblower award of over $14 million to a whistleblower who provided information that resulted in the recovery of investor funds. The significant...
View ArticleTake Heart, Companies Can Win Whistleblower Cases: Two Key Victories Last...
Two victories for employers last week in Dodd-Frank and SOX whistleblower cases may provide a basis for at least a sliver of optimism among employers and whistleblower defense lawyers hammered by a...
View ArticleMoving Right Along: The Office of Whistleblower Issues Its 2013 Annual Report
The SEC released its Fiscal Year 2013 Annual Report (the “Report”) to Congress on the Dodd-Frank Whistleblower Program on November 15, 2013. The Report analyzes the tips received over the last...
View ArticleSEC Charges Hedge Fund Adviser with Whistleblower Retaliation under Dodd-Frank
On June 16, 2014, the SEC issued its first-ever charge of whistleblower retaliation under section 922 of the Dodd-Frank Act, charging a hedge fund advisor and its owner with “engaging in prohibited...
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